1/27/2024 0 Comments Best investment newsletters 2021![]() ![]() In addition to the advisory fees paid to us, you also incur certain charges imposed by other third parties, such as brokerdealers, custodians, etc. For ongoing services, the annual fee is prorated and charged quarterly, in advance. For project-based services one half of the fees are due upon engaging us while the remainder is due upon delivery of the services. We charge a fixed or hourly fee for financial planning and investment consulting and a fee based upon assets under management for investment management and wealth management services. What is your relevant experience, including your licenses, education and other qualifications? What do these qualifications mean?.How will you choose investments to recommend to me?.Given my financial situation, should I choose an investment advisory service? Why or why not?.Our services are not subject to a minimum fee or account size.Īdditional information about our services can be found in Items 4, 5 and 7 of our Disclosure Brochure and available to all clients or by going here: ![]() We offer advice on mutual funds, exchange-traded funds (“ETFs”), and individual debt and equity securities, in accordance with the investment objectives of its clients. We do not offer advice only with respect to proprietary products. The level of discretion is determined in our agreement and there are no material limitations on the authority. We accept discretionary authority to implement the recommended transactions in client accounts. Financial planning and investment consulting recommendations are not actively monitored. There are no material limitations to our monitoring. As part of our standard services, we monitor investments that we manage on a continuous and ongoing basis. Our services include financial planning, consulting, and investment management services. Our firm offers investment advisory services, which are fully described in our Form ADV Part 2A (“Disclosure Brochure”). What investment services and advice can you provide me? Free and simple tools are available to research firms and financial professionals at, which also provides educational materials about broker-dealers, investment advisers and investing. Brokerage and investment advisory services fees differ and it is important for you to understand the differences. Securities and Exchange Commission as an investment adviser.
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